Regulatory & Compliance

Clearfinal Inc. — Regulatory Status

Clearfinal Inc. operates as a regulated financial services company in the United States, in full compliance with applicable federal and state regulations governing money services businesses.

FinCEN Registration

Clearfinal Inc. is registered as a Money Services Business (MSB) with the Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of the Treasury, pursuant to the Bank Secrecy Act (BSA), 31 CFR 1022.380.

You may verify this registration independently at the FinCEN MSB Registrant Search.

Anti-Money Laundering (AML) Program

Clearfinal maintains a written Anti-Money Laundering program in compliance with the Bank Secrecy Act. Our AML program includes:

• Customer identification and verification procedures
• Ongoing transaction monitoring
• Suspicious Activity Report (SAR) filing obligations
• Recordkeeping and reporting in accordance with federal requirements
• Designated BSA/AML Compliance Officer

Know Your Customer (KYC)

All clients and counterparties onboarded onto the Clearfinal platform are subject to identity verification and due diligence procedures consistent with applicable BSA requirements and industry best practices. This includes verification of beneficial ownership for legal entity clients.

Sanctions Compliance

Clearfinal screens clients, transactions, and counterparties against applicable sanctions lists, including those maintained by the U.S. Office of Foreign Assets Control (OFAC). Transactions involving sanctioned parties, jurisdictions, or entities are prohibited.

Jurisdictions

Clearfinal Inc. is incorporated in the State of Florida, United States, and currently provides services in accordance with its MSB registration. Availability of services may vary by jurisdiction. Clearfinal does not provide services in jurisdictions where doing so would be prohibited by applicable law.

Compliance Contact

For regulatory or compliance inquiries, please contact:

compliance@clearfinal.com